Compliance Generalist - Proprietary Trading - US focus

Permanent | £50000 - £60000 per annum | City | England | 17.04.18

Our client a leading proprietary trading business are looking for someone to join a growing team based in London focused on US business lines.

Responsibilities-

  • Provide Compliance coverage of US trading activities with an understanding of traded products and applicable regulation.
  • Assisting with Regulatory projects, monitoring and surveillance
  • Assisting with US regulatory filings
  • Maintanence and review of applicable policies and procedures

Requirements-

  • Experience as a Compliance generalist with exposure to US regulation is essential. Ideally from a trading firm or hedge fund.
  • Knowledge of traded products and applicable regulation
  • Need to have good interpersonal and time management skills

Please get in contact at compliancecv@blackswangroup.com for more information

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